Richard Carrick

Regional Head of Financial Crime Assurance APAC
Barclays
Richard in his current capacity with Barclays Bank PLC is responsible for Financial Crime 2nd line of defence Assurance ensuring that Barclay’s Asian businesses, (Corporate & Investment Banking, Wealth & Investment Banking), are in compliance with FCA and local regulatory requirements and to ensure that Asian business are updated in line with industry’s best practices. He is also responsible for the Financial Crime Intelligence Unit in APAC.

Initiatives undertaken include Big Data Analytics, Continuous Control Monitoring and Emerging Risks Scanning.

He has 20 years experience covering a broad range of Compliance based roles for banks and consultancy services across Toronto, New York, London, Frankfurt, Hong Kong and Singapore. Areas covered include Sanctions, AML, KYC, Fraud, Bribery, Corruption advisory, target operating models, data analytics, systems selection, regulatory compliance health checks, and program implementation.

Education includes: BA Psychology (Canada), MBA (UK), Msc Marketing (New York)


11:30 AM PANEL: Deploying an Integrated Risk-Based Approach in Financial Crime Management

·      Converging people, process, technology and data for financial crime intelligence
·      Embedding financial crime controls within a robust risk assessment framework
·      Utilising data-led insights to detect the latest financial crime trends and typologies